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Level 2
posted Mar 8, 2024 3:06:53 PM

How to complete form 8881 for automatic participation feature tax credit?

I am a sole proprietor with no employees and opened a solo 401K in 2023. I would like to file for the automatic participation feature tax credit ($1500 over 3 years). When I access the section for form 8881 it refers to Startup Costs. I am not trying to file for the Startup Costs tax credit as I don't have employees, just the automatic participation feature tax credit. Am I able to do this in TurboTax Premier Online?

3 70 8601
24 Replies
Expert Alumni
Mar 8, 2024 4:50:01 PM

 It is a startup cost for setting up retirement plans for employees. You qualify to claim this credit if:

 

  • You had 100 or fewer employees who received at least $5,000 in compensation from you for the preceding year;
  • You had at least one plan participant who was a non-highly compensated employee (NHCE); and
  • In the three tax years before the first year you’re eligible for the credit, your employees weren’t substantially the same employees who received contributions or accrued benefits in another plan sponsored by you, a member of a controlled group that includes you, or a predecessor of either.

if you are a sole proprietor with no employees and prepare a Schedule c return ,you are not eligible for this credit. Please refer to this IRS link for more details. This is the same credit that you described as a automatic participation feature tax credit and is about startup costs.

Level 2
Mar 11, 2024 10:28:37 AM

I was clear in my original question that I am NOT trying to take the startup cost credit in part I. I want to take only the Small Employer Auto-Enrollment Credit in part II. Turbotax premium online will not allow me to complete form 8881 Part II only. The IRA instructions for part II are clear that an eligible employer is different than for Part I. I do meet the criteria for part II. If I can't take this credit in TurboTax premium online I will have to complete my return and file elsewhere. Please advise.

Level 2
Mar 12, 2024 6:17:17 PM

I would also appreciate an answer to this question. I have a solo 401k and am trying to claim the $500 auto-enrollment credit in Part II (NOT the startup costs credit in Part I). I have Turbotax Home & Business.

New Member
Mar 18, 2024 9:53:16 AM

I have the same issue. I spoke with someone at turbotax and they said that it is not possible to fill out part 2 of the form 8881. 

Level 2
Mar 18, 2024 10:02:13 AM

Do you know if the form (Part II) can be overridden/manually filled in?

New Member
Mar 18, 2024 10:04:12 AM

I asked this question and it seems that it is impossible (which I'm skeptical of).  

New Member
Mar 24, 2024 1:06:54 PM

When will this be fixed to allow claiming the credit under "Part II. Small Employer Auto-Enrollment Credit"?

Level 2
Mar 29, 2024 8:11:20 AM

Waiting on this to be fixed!

Expert Alumni
Apr 1, 2024 3:12:37 PM

You will need the TurboTax desktop program to take the part 2 credit without taking part 1.  That functionality isn't in the online version.

 

Here's how to switch to the desktop program from the online program.

 

@gpientka 

@rxman921 

@T2019T 

@jfoote2 

@coop00 

 

New Member
Apr 5, 2024 8:46:53 PM

I have the desktop, home and business edition. It is still forcing me to enter a value in Part 1 of the 8881. I only want to fill in the part II. My return is getting rejected without an amount in Part 1. This is a bug and needs to be fixed in the desktop version as well.

Level 2
Apr 9, 2024 2:21:50 PM

I clicked the link to find out how to switch from online to desktop. Do I need to purchase desktop? I already purchased the online version so I shouldn't need to buy Turbotax twice.

 

Did you see the last comment from akchandran, who says that they still can't enter Part 2 of 8881?

 

Is it possible to file by mail and include form 8881 manually? If so then the Turbotax final numbers won't be correct.

Returning Member
Apr 13, 2024 4:19:18 PM

I WOULD LIKE A RESPONSE TO THE ORIGINAL QUESTION. MY TAX RETURN WAS REJECTED. 

Level 3
Jul 15, 2024 12:31:37 PM

Can someone from Intuit please address this issue of claiming the auto-enrollment credit for a sole proprietor Solo 401(k)?

 

Numerous people need a solution to this. There are people having their tax filing rejected because of it. And not one but two threads on the subject - this one and one other one - have dead-ended for weeks or months.

 

See the other thread on this topic here:

 

https://ttlc.intuit.com/community/business-taxes/discussion/how-to-claim-small-employer-auto-enrollment-credit-form-8881-part-ii-for-solo-401k/00/3265087

 

And my post in that thread where I lay out the issue in detail here:

 

https://ttlc.intuit.com/community/business-taxes/discussion/re-how-to-claim-small-employer-auto-enrollment-credit-form-8881-part-ii-for-solo-401k/01/3370471/highlight/true#M112520


Can someone please revive these threads and provide some clear answers?

Employee Tax Expert
Jul 22, 2024 4:30:08 PM

Thank you for your patience, @lac528.  

 

In TurboTax Desktop, please follow the instructions below:

  1. Open your Schedule C.
  2. Open your business expenses.
  3. Click Start next to All other expenses.
  4. Enter your Pension Plan Startup Costs.
  5. Answer the relevant questions.
  6. Continue through the screens.
  7. Answer all questions on the page, We need a little more information about your employee pension plan startup costs and answer Yes to the question, Was an auto-enrollment option provided for employees?
  8. Answer the relevant questions.
  9. Go to the Business Deductions and Credits area in the Business Items topic.
  10. Select Other Business Credits on the next screen.
  11. Click on Pension Plans - Startup Costs, Auto-Enrollment, and Military Spouse Participation Credits.
  12. A credit will be reported on Form 3800, Part III, line 1dd.

You may need to manually update your TurboTax Desktop. To do so, please click here

 

If you have any other questions or concerns, please let us know and we can assist you further. 

Level 3
Jul 28, 2024 6:23:32 PM

The problem is that while the above solution works for a company with employees, it doesn't work for a sole proprietor with no employees which is eligible for and trying to claim the auto-enrollment credit (Form 8881, Part II), but not eligible for and not trying to claim the startup credit (Form 8881, Part I). These 2 credits have different eligibility criteria and sole proprietors can be eligible for Part II while not being eligible for Part I and TurboTax appears to provide no way to claim the Part II credit in that scenario.

 

Please see this thread for more on this problem which I hope TurboTax will remedy asap.

 

https://ttlc.intuit.com/community/tax-credits-deductions/discussion/no-place-to-enter-small-employer-pension-plan-startup-costs/00/3377541

Employee Tax Expert
Jul 29, 2024 12:42:59 PM

As stated in the thread here, this issue will be investigated. 

 

@lac528 

Level 3
Jan 30, 2025 10:21:54 AM

Is there an update on this please?

Expert Alumni
Feb 5, 2025 6:29:22 AM

I'm not aware of any issues for this tax season. Are you preparing a 2023 return or a 2024 return?

Level 3
Feb 5, 2025 1:28:54 PM

I'm preparing a 2024 return and cannot find the way to claim this credit in the same situation described above by lac528

Expert Alumni
Feb 6, 2025 2:41:31 PM

The Small Employer Auto-Enrollment Credit portion of Form 8881 will be connected to your self-employed business only if you enter qualified start-up costs. Even if you are the only employee, you may have paid something to establish the retirement account. Report this amount (at least $1) as Pension Plan Startup Costs under Business Expenses >> All Other Expenses.

 

Continue through the interview until you come to the page "We need a little more information about your employer pension plan..." The final question on this page asks about the auto-enrollment option.

 

You may encounter other questions on Smart Check to accurately claim the credit.

 

@ramen dog 

Level 3
Feb 6, 2025 3:01:07 PM

@PatriciaV I am on the Mac version of TT2024 H&B.  There is no "All other expenses" under Business Expenses.  Where do I find this interview on the Mac version?

Expert Alumni
Feb 9, 2025 1:40:54 PM

The Mac version should have a similar category under Business Expenses, perhaps "Other Common Business Expenses." The pension plan info would be under "Employee Expenses."

 

@ramen dog 

Level 1
Feb 9, 2025 11:25:46 PM

Where do I see "Business Expenses >> All Other Expenses" on Turbo Tax Online? I also need to claim  auto-enrollment credit as sole proprietors for my solo 401k plan. I can't find where to enter the the information needed. Thanks!

Expert Alumni
Feb 10, 2025 6:59:27 AM

In order to report pension plan information in TurboTax Online Premium, you must first indicate that you pay employees. This triggers the option to enter employee expenses, including pension plan costs.

 

  1. Open your return and go to Wages & Income >> Self-employment.
  2. Edit your business.
  3. Edit Business info to indication you pay W-2 employees.
  4. Under Expenses, click Add Expenses.
  5. Add: Employee Pension Plan & Employee pension plan startup costs
  6. Edit each topic and complete the related interview.

@SeanD86