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Level 1
posted Jun 1, 2019 12:53:44 PM

Option cancellation during acquisition

A company I previously worked for was acquired by another private company in 2018 while my options (ISOs) had not expired. I received a payout, but had to sign an option cancellation agreement. Should I report this income as ISO income?

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1 Best answer
Not applicable
Jun 1, 2019 12:54:04 PM

ask the company how they are reporting the payment?  

6 Replies
Level 13
Jun 1, 2019 12:53:44 PM

At a guess - and that's all it is - you're going to see an amount associated with this cancellation agreement included in your W-2 Box 1 amount.  That's how a "nonqualified" sale of stock acquired via an ISO is handled and I expect that will be how your situation is handled, too.  If you don't receive a 1099-B for the sale, and you likely will not, then entering your W-2 "as it reads" should cover all the necessary reporting.  If you do happen to get a 1099-B too, then you report that on your income tax return.  Properly done the 1099-B should result in no material gain or loss, (a small loss due to commissions and fees is common), resulting in no "double reporting" of income.

The devil is in the details with these things and you'll want to see how the company reports all this to you, first.

New Member
Jun 1, 2019 12:54:01 PM

In my case they reported on W2 with no 1099-B or other forms. Like original poster said, i've signed a option cancellation agreement. I have a large cap loss carried forward from past years, is there a way or possibility for reporting above transaction as capital gains and offset against my capital loss?

Level 13
Jun 1, 2019 12:54:02 PM

I don't see how.  It's not a "capital gain" transaction, it's compensation.

New Member
Jun 1, 2019 12:54:03 PM

thanks @TomYoung

Not applicable
Jun 1, 2019 12:54:04 PM

ask the company how they are reporting the payment?  

New Member
Jun 1, 2019 12:54:05 PM

In my case they reported on W2 with no 1099-B or other forms. Like original poster said, i've signed a option cancellation agreement. I have a large cap loss carried forward from past years, is there a way or possibility for reporting above transaction as capital gains and offset against my capital loss?