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New Member
posted Jun 5, 2019 10:31:49 PM

OPT to H1B tax filing for 2015

Hi 

I started working on F1-OPT visa from Feb 2nd 2015 to Sept 30th 2015. I  was on H1-B visa from 1st October 2015 to the end of the year. Which Tax form do I file? 1040 NR or 1040 ?

0 18 12961
1 Best answer
Intuit Alumni
Jun 5, 2019 10:31:55 PM

When you were on F-1 visa, you were considered as an exempt individual, not counting days being present in US for five years 2013-2017.  As you changed to H-1 visa, IRS started counting your days from October 1, 2015 and since you did not meet the Substantial Presence Test , ( only 90 days ) you are considered as a nonresident filing form 1040-NR for 2015.  You will need to use Sprintax to complete your 2015 filing as TurboTax does not support the nonresident form.

However, 

If you anticipated you would be staying in US for at least 183 days in 2016, you can make an election FirstYearChoice to claim yourself as a resident from October 1, 2015.  This way, you will be considered as a dual-status alien.  You will be filing as a nonresident 1040-NR from January 1st to September 30, 2015 ( Report only US source income ) and a resident filing form 1040 from October 1st- December 31, 2015.  ( Report worldwide income).  

You cannot file Form 1040 or the statement until you meet the substantial presence test in 2016. If you have not met the test by April 15 2016, you can request an extension of time for filing your Form 1040 until a reasonable period after you have met that test. To request an extension to file until October 15 of the following year, use Form 4868, Application for Automatic Extension of Time to File U.S. Individual Income Tax Return.  Once you make the first-year choice, you may not revoke it without the approval of the Internal Revenue Service.

If you are filing dual-status, you can still use TurboTax program to prepare your portion for being a resident ( October-December), however you will not e file your form 1040.  Instead, you will print and attach it to your form 1040NR and mail them together with any required documentation to the IRS location at Austin TX.

Please see detailed information:

https://www.irs.gov/instructions/i1040nr/ch01.html#d0e1027 

under What and Where To File for a Dual-Status Year

18 Replies
Intuit Alumni
Jun 5, 2019 10:31:51 PM

When was the first time ( year) you entered US with the F-1visa ?

New Member
Jun 5, 2019 10:31:52 PM

Aug 2013

Intuit Alumni
Jun 5, 2019 10:31:54 PM

Please see below.  Please let me know if you are married to a US citizen or resident, your options will be slightly different than what are provided.

Intuit Alumni
Jun 5, 2019 10:31:55 PM

When you were on F-1 visa, you were considered as an exempt individual, not counting days being present in US for five years 2013-2017.  As you changed to H-1 visa, IRS started counting your days from October 1, 2015 and since you did not meet the Substantial Presence Test , ( only 90 days ) you are considered as a nonresident filing form 1040-NR for 2015.  You will need to use Sprintax to complete your 2015 filing as TurboTax does not support the nonresident form.

However, 

If you anticipated you would be staying in US for at least 183 days in 2016, you can make an election FirstYearChoice to claim yourself as a resident from October 1, 2015.  This way, you will be considered as a dual-status alien.  You will be filing as a nonresident 1040-NR from January 1st to September 30, 2015 ( Report only US source income ) and a resident filing form 1040 from October 1st- December 31, 2015.  ( Report worldwide income).  

You cannot file Form 1040 or the statement until you meet the substantial presence test in 2016. If you have not met the test by April 15 2016, you can request an extension of time for filing your Form 1040 until a reasonable period after you have met that test. To request an extension to file until October 15 of the following year, use Form 4868, Application for Automatic Extension of Time to File U.S. Individual Income Tax Return.  Once you make the first-year choice, you may not revoke it without the approval of the Internal Revenue Service.

If you are filing dual-status, you can still use TurboTax program to prepare your portion for being a resident ( October-December), however you will not e file your form 1040.  Instead, you will print and attach it to your form 1040NR and mail them together with any required documentation to the IRS location at Austin TX.

Please see detailed information:

https://www.irs.gov/instructions/i1040nr/ch01.html#d0e1027 

under What and Where To File for a Dual-Status Year

New Member
Jun 5, 2019 10:31:56 PM

Hi! I am in the same exact situation as Nischal, except filing for 2016. According to your response, I should be able to file my taxes through Sprintax, but when I provide all the details of all my visits to the US (Step 1), Sprintax doesn't let me select H1B visa as my current visa status (Step 2). Please, let me know if you can help.

New Member
Jun 5, 2019 10:31:58 PM

My situation is exactly same... I was on F1 from Jan 1 2016 to Sep 30 2016 and then H1B from Oct 1 2016 to Nov 25 2016.

New Member
Jun 5, 2019 10:32:00 PM

@margheritabuzzi I am also not able to select H1B in step 2 of sprintax, what was your solution?

New Member
Jun 5, 2019 10:32:00 PM

"You cannot file Form 1040 or the statement until you meet the substantial presence test". Does this mean that I only file form 1040 NR for now?

New Member
Jun 5, 2019 10:32:06 PM

@patelneel26 I have exactly same question. Did you get any solution?

Level 2
Jan 21, 2020 6:35:12 PM

Anyone know the benefit of filing as a dual alien alien? 

Why would I use that when I can file as a non resident for the whole year and perhaps get more tax return? 

Expert Alumni
Jan 23, 2020 9:19:55 AM

Once you become a U.S. resident under the IRS rules, you become a dual-status alien unless you qualify as a resident of a treaty country within the meaning of an income tax treaty between the United States and that country.  If applicable to you, you can claim a treaty benefit (as a nonresident of the United States) so as to reduce your U.S. income tax liability.  Otherwise, absent such a tax treaty, you cannot choose to file as a nonresident for that portion of the year you either have a green card or have met the substantial presence test.

 

You may, however, have the First-Year Choice option explained in IRS Publication 519.  If you are eligible for this choice, then you do have the option to choose to be a nonresident for tax purposes in that tax year, when you could otherwise elect to be treated as a resident for a portion of that year (the year prior to the time you obtain a green card or meet the substantial presence test).

 

In the two situations where you can choose (tax treaty or first-year choice), the lowest tax depends on your particular circumstances.  This IRS web page has a good overview of the taxation of dual-status aliens.

 

@rgaglani

New Member
Mar 7, 2020 9:05:32 PM

Hi! I have a nonprofit(cap exempt) H1B starting May 17, 2019 and I am from India. Can I file taxes on 1040 form as a Resident and claim the standard deduction of 12,200$ for my taxes. I read that when you are dual status, you can't claim standard deduction but have to do itemized deductions. Please let me know!

 

Thanks a lot in advance

Expert Alumni
Mar 8, 2020 6:00:52 AM

Unfortunately, when you file a dual status return, you are not allowed to use the standard deduction.  You must use itemized deductions.

New Member
Apr 27, 2020 5:37:18 PM

Hi, 

If I was treated as  nonresidence for this situation(federal), how about states? I work in NY and live in NJ. Should both states need to file NR?

 

Thank you.

 

New Member
Jul 7, 2020 1:29:17 AM

hi @DavidS127 

 

I have a follow up question on this. If I changed from F1 student to H1B in October 2019, and now file my returns as a nonresident alien for the entire year, can I claim the tax treaty exemption for the entire year? Or is it only on the portion I earned when I was on F1? 

 

Thanks!

 

Expert Alumni
Jul 7, 2020 1:55:42 PM

More information may help resolve your question.  For example, when did you meet the requirement as a U.S. resident alien, and was it via the substantial presence test or a green card?

 

See IRS Publication 519 for all the rules for aliens, including those related to the first year of residency and tax treaties.

 

@Sinduja

Level 2
Mar 16, 2021 12:07:35 AM

@DavidS127 

Hi David,
If I file as a dual status alien by first year choice,  Can I use standard deduction from Tax Treaty of India for 1040-NR for income for part Jan-Sept and use itemized deduction in 1040 for income for part Oct-Dec ? 

Context: F1 Visa (Jan-Sept) and H1B Visa (Sept-Dec) and fail presence test for year 2020 but will satisfy for year 2021. 

Expert Alumni
Mar 16, 2021 3:34:06 PM

Yes, you can only if you meet the requirements in the treaty.  International Tax Treaty is out of scope for our service.  You would need to consult a professional for verification.  Note that Information about standard deductions only applies to students and business apprentices eligible for the benefits of Article 21(2) of the United States-India Income Tax Treaty.

 

Standard deduction for certain residents of India.

 

Students or business apprentices may be able to take the standard deduction on Form 1040-NR, line 12, instead of their itemized deductions if they are eligible for benefits under Article 21(2) of the United States-India Income Tax Treaty. They will enter the standard deduction amount found for their filing status on Form 1040 or 1040-SR. For details, click here :  https://www.irs.gov/instructions/i1040nr#idm139824531961040  ( Under Standard Deduction)