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New Member
posted Jun 4, 2019 3:22:57 PM

Would there be any tax implications of recharacterizing a contribution to my Tradition IRA over to a Roth IRA if it occurs within the same calendar year?

In the beginning of the year, I made my annual $5500 contribution (after taxes) to my Traditional IRA because I anticipated I would not be eligible to contribute to my Roth IRA. Since I got laid off and did not work for several months during 2017, I am well within the AGI contribution ranges for a Roth IRA.   Would there be any tax implications of recharacterizing and moving the $5500 over to my Roth IRA since it would occur within the same calendar year?   Also would I just re-characterize the $5500 or would I need to figure out how much this money grew and move that amount as well?

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1 Replies
Level 15
Jun 4, 2019 3:22:58 PM

If you recharacterize the 2017 traditional IRA contribution to be a Roth IRA contribution instead, you won't have any traditional IRA deduction or nondeductible traditional IRA contributions reported on your tax return.  Recharacterizing your $5,500 contribution requires that the transfer of the $5,500 to the Roth IRA be accompanied by any gain or loss attributable to the $5,500 being recharacterized.  (The rate of gain of loss is calculated over the entire account.)  If there was a gain, after the recharacterization the gain will be a Roth IRA gain rather than a traditional IRA gain.  Normally your IRA custodian will calculate the gain or loss and transfer the appropriate amount to accomplish the recharacterization of the $5,500; be sure to specifically request a recharacterization.

When making the entries into TurboTax, you enter the original $5,500 traditional IRA contribution and in the follow-up indicate that you recharacterized $5,500.  You'll also enter the Form 1099-R reporting the recharacterization (code N if you complete the recharacterization in 2017 or a made-up code R Form 1099-R if you complete the recharacterization in 2018).  TurboTax should also ask you to complete the explanation statement required to describe the details of the recharacterization.