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Level 2
posted Mar 7, 2021 8:08:03 PM

Excess contribution and Backdoor Roth conversion in same year

Hi there, 

 

I'm looking to make a non deductible contribution to a traditional IRA and then convert it to a Roth IRA, since I exceed the income thresholds.  However, there was an excess contribution earlier this year in a prior Roth IRA (not my fault, the IRA provider moved the money to the wrong account). It's since been corrected and the Roth was closed.

 

However, now that I want to do a backdoor Roth, having just recently learned about them, is it going to cause any IRS issues that I'm opening a new Roth in the same year, since I previously had an excess contribution in the old Roth? This would be a new Roth with the same IRA provider.

 

Thank you!

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1 Best answer
Level 15
Mar 7, 2021 8:47:00 PM

Then it should not cause any problem.

4 Replies
Level 15
Mar 7, 2021 8:18:08 PM


@marychris wrote:

Hi there, 

 

I'm looking to make a non deductible contribution to a traditional IRA and then convert it to a Roth IRA, since I exceed the income thresholds.  However, there was an excess contribution earlier this year in a prior Roth IRA (not my fault, the IRA provider moved the money to the wrong account). It's since been corrected and the Roth was closed.

 

However, now that I want to do a backdoor Roth, having just recently learned about them, is it going to cause any IRS issues that I'm opening a new Roth, since I previously had an excess contribution in the old Roth? This would be a new Roth with the same IRA provider.

 


Possibly.

Where was the money moved to?  What type of account?

Level 2
Mar 7, 2021 8:23:57 PM

Originally, the money was transferred from my bank to the Roth instead of from the bank to my HSA, as I had wanted to make an HSA contribution. I called the provider as soon as I saw the money had hit the Roth and had the money returned back to my bank account after completing the excess contribution form.

Level 15
Mar 7, 2021 8:47:00 PM

Then it should not cause any problem.

Level 2
Mar 7, 2021 8:49:49 PM

Whew! Thank you 🙂