Why sign in to the Community?

  • Submit a question
  • Check your notifications
Sign in to the Community or Sign in to TurboTax and start working on your taxes
Returning Member
posted Feb 11, 2024 10:48:24 AM

Charles Schwab SEC Settlement check taxable?

We received a check in 2023 for a settlement of a fair fund distribution settlement between Charles Schwab and the SEC with regards to their Intelligent Portfolios. We cashed the check and did not deposit it to the IRA. Is this taxable income? No 1099 has been received. 

0 1 204
1 Replies
Expert Alumni
Feb 11, 2024 11:13:45 AM

I see reports that the taxability of this settlement depends upon several issues such as the type of investment involved and what action you take with the proceeds when they are received.

 

If you have not yet received a consolidated 1099 statement from Charles Schwab reporting this amount, contact your Charles Schwab representative for direction.