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Level 2
posted Jan 28, 2022 1:13:13 PM

Another Roth Recharacterization Question

Last year, in Mar  2021, my wife and realized that we would exceed the Roth contribution limits for tax year 2021. We stopped our monthly Roth contributions with Fidelity after 2 months, then had Fidelity do a recharacterization back into our accounts. We did not recharacterize to our tIRAs.  We received 1099-Rs last week for the gross distribution and taxable amount, with codes 8J in block 7. When inputting this into TT, it says we are to pay an early withdrawal penalty of 10%. We've had our Roth IRAs for greater than 5 years and are both over 591/2. Is this correct? In addition, the entire Roth contributions (not just the taxable amounts) appear to be added to our AGI even though we did the "undo button."  Is this accurate? Doesn't make sense to me. TIA to all. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

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4 Replies
Expert Alumni
Jan 28, 2022 3:47:48 PM

Form 1099-R, Box 7, Code J is "Early Distribution from a Roth IRA". That is what is triggering the 10% early withdrawal penalty.

 

During what month  did you turn age 59 1/2 in 2021? Was it after you withdrew money from your accounts? Distributions before your turn 59 1/2 after subject to the 10% early withdrawal penalty.

Level 2
Jan 28, 2022 3:52:05 PM

I am 63. Turn 64 in May. Have had these Roth accounts for >5 years. I'm perplexed.

Expert Alumni
Jan 28, 2022 4:07:50 PM

If you feel that the code is incorrect, reach out to Fidelity for an explanation. It is possible they made a mistake.

Level 2
Jan 29, 2022 6:55:01 AM

I think you might be on to something. We've had our Roths for well over 10 years. However, we rolled them over from USAA to Fidelity just over 2 years ago. Maybe Fidelity thinks the Roths are only 2 years old. I'll contact them.