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Level 2
posted Mar 13, 2021 1:56:12 PM

No 1098T and Turbo Tax says my Scholarship money requires child to file

My child's College did not send a 1098T and they say that they won't because of the scholarship money.  I did the math and Tuition/Fees exceeds the amount of scholarship for the year, but I don't care about arguing that point.  I get to the end of the Education deduction Q&A and it says that my child needs to file taxes because it counts as income since scholarship money exceeds education expenses.  But that is not true.  Since I did not get a 1098T, I can't enter in Tuition/Fees to demonstrate that scholarship money does NOT exceed educational expenses.  How do I enter this properly, or do I just put the numbers in the 1098T section as if I had a 1098T?  Please help.

0 38 6101
24 Replies
Level 15
Mar 13, 2021 3:10:50 PM

You've made a mistake in entering data or you don't understand the expected result.

 

What are your numbers?

What is your tuition and fees amount?

What is your books and computer  cost?

What is the amount of the scholarship?

Is the scholarship restricted to being used for tuition?

Are you trying to claim the American Opportunity credit, on your return? If so, are you trying to claim the maximum $2500 or only amount allowed by the expenses exceeding the scholarship?  You can claim the max, by having the student  declare some of the scholarship as taxable.

 

 

Level 2
Mar 13, 2021 4:13:57 PM

Using some ballpark numbers for privacy and demonstration purposes, Tuition/Fees $13k; Scholarships $11K; Room/Board $3k; and Books/supplies/etc $2.5K.  Scholarships are general (Department award, Honors College, Provost Award).  I am certain that I do not qualify for a deduction/credit based on the instructions in 8863, so I am trying to confirm that my child does not need to file taxes.  

 

When I  don't have a 1098T, there is no place in TurboTax for me to put Tuition/Fees unless I summarily fill in the 1098T Box fields based on what I know, which I could do because, to the best of my knowledge, that form data is not included in my submission since I am not eligible for any educational deduction/credits.  Without doing that, TurboTax provides no screen for my situation and tells me that my child needs to file taxes because scholarship/assistance exceeds educational expenses, which they clearly do not.  I contend that this is an unhandled situation within TurboTax.

 

My analysis is that scholarship money does not exceed tuition/fees (as indicated in TurboTax) and that taxes do not need to be filed in my child's name.  Would you agree?

 

Level 15
Mar 13, 2021 4:33:48 PM

You don't qualify for a tuition credit, apparently because your income is too high (If you think it's some other reason, you probably do qualify).

 

Your student does not qualify for a credit, because he is your dependent.  None of his scholarship is taxable because his qualifying expenses (tuition, fees, books)exceed his scholarship amount.

 

He does not have a 1098-T. 

 

You should not be entering education information in TurboTax. There's nothing to claim or report. 

 

Even if you had a 1098-T, you could ignore it, in your situation.  The 1098-T is only an informational document. The numbers on it are not required to be entered onto your tax return.

Level 2
Mar 14, 2021 10:15:05 AM

So, If I blank out the Scholarship and other education expenses, my taxes owed shoots up about $400.  What am I missing here?  Is this related to the money dispersed from the 529 as is reported on the 1099Q?

Level 2
Mar 14, 2021 10:28:21 AM

Incidentally, if I put in the numbers that should have been on the 1098T in the area for the 1098T, my taxes owed drops about $600.  Looks like it is seeing the money coming out of my 529 as taxable unless it can see the corresponding expenses.

Level 15
Mar 14, 2021 10:34:11 AM

Yeah, a 529 distribution and a 1099-Q changes things. 

 

There are three things you can do with your Qualified educational expenses (QEE):

  1. Allocate then to scholarships (so that the scholarship remains tax free)
  2. Use them to claim an education credit
  3. Allocate them to the 529 distribution (1099-Q) so that it will not all be taxable

TurboTax allocates QEE, in that order, until you tell it otherwise.

In addition, room & board are qualified expenses for a 529 distribution, but not for  a credit or  tax free scholarships.

__________________________________________________________________________________________

Qualified Tuition Plans  (QTP 529 Plans) Distributions

General Discussion

It’s complicated.

For 529 plans, there is an “owner” (usually the parent), and a “beneficiary” (usually the student dependent). The "recipient" of the distribution can be either the owner or the beneficiary depending on who the money was sent to. When the money goes directly from the Qualified Tuition Plan (QTP) to the school, the student is the "recipient". The distribution will be reported on IRS form 1099-Q. 
The 1099-Q gets reported on the recipient's return.** The recipient's name & SS# will be on the 1099-Q.
Even though the 1099-Q is going on the student's return, the 1098-T should go on the parent's return, so you can claim the education credit. You can do this because he is your dependent.

You can and should claim the tuition credit before claiming the 529 plan earnings exclusion. The educational expenses he claims for the 1099-Q should be reduced by the amount of educational expenses you claim for the credit.
But be aware, you can not double dip. You cannot count the same tuition money, for the tuition credit,  that gets him an exclusion from the taxability of the earnings (interest) on the 529 plan. Since the credit is more generous; use as much of the tuition as is needed for the credit and the rest for the interest exclusion. Another special rule allows you to claim the tuition credit even though it was "his" money that paid the tuition.
In addition, there is another rule that says the 10% penalty is waived if he was unable to cover the 529 plan withdrawal with educational expenses either because he got scholarships or the expenses were used (by him or the parents) to claim the credits. He'll have to pay tax on the earnings, at his lower tax rate (subject to the “kiddie tax”), but not the penalty.

 

Total qualified expenses (including room & board) less amounts paid by scholarship less amounts used to claim the Tuition credit equals the amount you can use to claim the earnings exclusion on the 1099-Q. 
Example:
  $10,000 in educational expenses(including room & board)

   -$3000 paid by tax free scholarship***

   -$4000 used to claim the American Opportunity credit

 =$3000 Can be used against the 1099-Q (usually on the student’s return)

 

Box 1 of the 1099-Q is $5000

Box 2 is $600

3000/5000=60% of the earnings are tax free

60%x600= $360

You have $240 of taxable income (600-360)

 

**Alternatively; you can just not report the 1099-Q, at all, if your student-beneficiary has sufficient educational expenses, including room & board (even if he lives at home) to cover the distribution. You would still have to do the math to see if there were enough expenses left over for you to claim the tuition credit. Again, you cannot double dip!  When the box 1 amount on form 1099-Q is fully covered by expenses, TurboTax will enter nothing about the 1099-Q on the actual tax forms. But, it will prepare a 1099-Q worksheet for your records, in case of an IRS inquiry.

On form 1099-Q, instructions to the recipient reads: "Nontaxable distributions from CESAs and QTPs are not required to be reported on your income tax return. You must determine the taxability of any distribution." 

***Another alternative is have the student report some of his scholarship as taxable income, to free up some expenses for the 1099-Q and/or tuition credit. Most people come out better having the scholarship taxable before the 529 earnings. 

 

 

Level 2
Mar 14, 2021 11:24:40 AM

1099Q recipient is my wife.

1.  Why can't I just fill in the values in the fields for the 1098T even though I didn't get one?

2.  Does my child need to file a tax return?

3.  What IRS publication should I be reading to better figure this out?

4.  Was it a mistake to pay Spring semester in December?  I think that inflated my 1099Q numbers. 

 

Level 2
Mar 15, 2021 3:11:39 AM

OK, what if I entered the additional Tuition/Fees in the "Books and materials required to be purchased from the school" line, and then under scholarships I list just the amount above tuition?

Level 15
Mar 15, 2021 5:41:43 AM

Q.1.  Why can't I just fill in the values in the fields for the 1098T even though I didn't get one?

A. 1. That would make things easier. But, entering a 1098-T tells TT to check the box of form 8863 that you received a 1098-T  and you didn't

Q. 2.  Does my child need to file a tax return?

A 2. Not based on the little info you've provided.  But, when you get done he MIGHT have some taxable scholarship

Q. 3.  What IRS publication should I be reading to better figure this out?

A. 3.  Pub 970  https://www.irs.gov/pub/irs-pdf/p970.pdf

Q4.  Was it a mistake to pay Spring semester in December?  I think that inflated my 1099Q numbers.

A 4.  It depends. If you wanted to use the expenses on your 2020 tax return, then no.  If it woulda been better to use those expenses on you 2021 return, then yes.  You you're lucky to have a school that gives you a choice.

Q 5. what if I entered the additional Tuition/Fees in the "Books and materials required to be purchased from the school" line, and then under scholarships I list just the amount above tuition?

A 5.  There are proper places for entering all expenses.  But, you can use workarounds if you know what you're doing.

 

Level 15
Mar 15, 2021 5:49:14 AM

Provide the following info for more specific help (even if you provided it early, we need it in 1 place):

  • Are you the student or parent.
  • Is the  student  the parent's dependent.
  • Box 1 of the 1098-T (or total amount of tuition and fees paid in 2020)
  • box 5 of the 1098-T (or total amount of scholarships received))
  • Is any of the Scholarship restricted; i.e. it must be used for tuition
  • Box 1 of the 1099-Q
  • Box 2 of the 1098-Q
  • Who’s name and SS# are on the 1099-Q, parent or student (who’s the “recipient”)?
  • Room & board paid. If student lives off campus, what is school's R&B charge. If student lives at home, what is school's meal plan allowance
  • Other qualified expenses not included in box 1 of the 1098-T, e.g. books & computers
  • How much taxable income does the student have, from what sources
  • Are you certain you don't qualify for a tuition credit

Level 2
Mar 15, 2021 5:13:43 PM

First of all, I am waiting on a new 1099Q.  After reviewing the number, it was discovered that refunds from room & board were not applied back to the 529 properly.  My account manager is fixing it and issuing a new 1099Q.  I think that will resolve some and maybe most of my problem because TurboTax won't think money was taken out of 529 and not used for education expenses, which is one of my main problems.

 

College will not issue 1098T, and that is part of the next problem.  Called Bursar again today and had child log into student account.  We can see the 2019 form and no 2020 form.  Bursar claims scholarships exceeded tuition and fees.  So, the new issue is that money was sent from the 529 to the college in December (shows up in 1099Q), but the college did not receive and process it until January.  Advice on this challenge?

 

Now, your questions and my answers:

  • Are you the student or parent.  I am a parent
  • Is the  student  the parent's dependent.  Student is my dependent
  • Box 1 of the 1098-T (or total amount of tuition and fees paid in 2020)  No 1098T;  I contend that it is $13481 based on money dispersed from 529
  • box 5 of the 1098-T (or total amount of scholarships received): No 1098T;  $10750
  • Is any of the Scholarship restricted; i.e. it must be used for tuition.  No
  • Box 1 of the 1099-Q:  Estimated to be $9171 (See note above, awaiting new 1099Q)
  • Box 2 of the 1099-Q:  TBD/unknown at this time; dependent on new 1099Q
  • Who’s name and SS# are on the 1099-Q, parent or student (who’s the “recipient”)?  A Parent
  • Room & board paid. If student lives off campus, what is school's R&B charge. If student lives at home, what is school's meal plan allowance.  On campus housing, $3833 after applying refunds for R&B, but includes expenses for Spring 21 semester that were spent out of 529 in December 2020.
  • Other qualified expenses not included in box 1 of the 1098-T, e.g. books & computers:  $2030
  • How much taxable income does the student have, from what sources.  $0
  • Are you certain you don't qualify for a tuition credit? MAGI greater than threshold.

Level 15
Mar 15, 2021 6:09:30 PM

  $13,481Tuition & Fees

+     2030  Books etc

=  15,511  Qualified educ expenses (QEE)

-     10,750  Paid by scholarship

=      4,761  QEE Available for 1099-Q

+      3833  Room & Board

=      8594   Total expenses avail for 1099-Q.

-        9171  529 distribution shown on 1099-Q

=     $ 577   Non qualified portion of 529 distribution.  This is not the taxable amount. The taxable amount is                            577/9171 = 6.3% of the box 2 amount

With a little searching you should be able to come up with another $577 of food costs.  In which case,  do not enter either the 1099-Q or any educational expenses on your tax return.  It's not required.

 

Worst case, the student reports $577 of taxable scholarship on his return.  The first $12,400 of taxable scholarship is not taxed.  Technically he doesn't even need to file. Some tax advisers say file anyway just to document that he reported it. 

Even if your numbers change, the answer is going to be the same: you report nothing; your son reports taxable scholarship, in the amount,  to make up the shortfall.

 

Other issues:

1. If you get a refund, you are required to return it to the 529 plan within 60 days to keep it tax free.  Alternatively, you can just spent it later, in the same calendar year (not academic year) for  expenses, including food 

2. The new issue is that money was sent from the 529 to the college in December (shows up in 1099Q), but the college did not receive and process it until January.  First, try to avoid this in the future.  To be qualified the money must be spent in the same calendar year as the distribution. If questioned by the IRS (unlikely), you can probably successfully argue that you meet the intent of the rules .  Unfortunately this is a common problem. But, I have not heard of of anyone having an actual IRS dunning over it. 

Level 2
Apr 9, 2021 12:15:23 PM

Thanks for all your help, I have made great strides in this area.  We were able to get a 1098T from the college after pressing the issue slightly (making it much easier to enter in to Turbo Tax) and we worked with the 529 administrator who was able to re-code most of the room & board refunds as refunds and not contributions (their foul up, even after I specifically asked them to do that when I started getting those refunds) so I will be getting an updated 1099Q.

It is not clear based on these updates if I still need to submit a return in my child's name, but I will do it anyway since there is still a delta between the payments and scholarships for 2020.  Will a state return also be required in this instance?

Expert Alumni
Apr 9, 2021 12:28:19 PM

There are more expenses that the 529 can cover. Please see 529 expense withdrawals. Your room and board is also very light. If indeed there is scholarship left, your child should claim the income. If your state of residency has tax, then a state may be required depending on the amount of income and the state's particular laws.

 

If you reply with a state and total income earned, we can look that up for you.

 

 

Level 2
Apr 9, 2021 12:47:22 PM

I have claimed as much as I can (diligent accounting on my part).  Main issue was that money left the 529 in December and not processed until January, which creates the whole problem.  If the December payment were to post in 2020, no issues, but now I have a disconnect (Lessons learned).

Anyway, based on the College 1098T (that we finally coaxed out of them), $10750 in Scholarships was dispensed and only $7220 in tuition/related expenses was received.  I am assuming that that $7220 does not include room & Board, but I may have net positive number there due to refunds for R&B paid in December of 2019 for Spring 2020 (How does that factor in?).  Additional personal educational expenses added up to $2030.   1099Q is reporting $11452 is gross distributions, earnings of $2429 and basis is $9023.  State is MD.  child attended a state university, lived on Campus Jan-Feb-Mar, and then was sent home in spring semester.  Fall semester was on campus for 2 weeks before they sent everyone home.

Expert Alumni
Apr 9, 2021 1:53:14 PM

Right, the $7220 would only be tuition and qualified expenses. Any room and board refunds paid from a 529 should have been recontributed to the 529 to avoid an excess distribution.

 

A MD single filer, under age 65, does not file a return until income passes $12,400.

If all income is to child is this little bit of scholarship, there would not be a filing requirement for federal or state.

 

If you have a paper trail showing which year the expenses were actually spent, you can use that. Some colleges receive the money in December but don't process until January. The IRS understands that. You may have crossed into "deemed to have paid" territory. The following quote shows how the IRS thinks.

 

The IRS says in Publication 970 (2020), Tax Benefits for Education | IRSWhen figuring an education credit or tuition and fees deduction, use only the amounts you paid and are deemed to have paid during the tax year for qualified education expenses.

 

The first year is a learning curve, each college is different. It sounds like you are in good shape at this point.

 

 

Level 2
Apr 9, 2021 2:14:23 PM

Thanks so much!  Just to confirm, if my childs total income is below $12,400 (which is true) then there are no filing requirements with the IRS and no filing requirements for the State of Maryland.  

I do have expense logs since they began college, and expanded that to flag which tax year these expenses are being reported.  I needed to do this when the college was declining (until I sent my spouse after them) to give us a 1098T.

This is actually the 2nd year of college, but first full (2 semester) year.  Learned a lot... a lot that I wish I didn't have to know! 🙂

Level 15
Apr 9, 2021 7:24:55 PM

Q.  Just to confirm, if my child's total income is below $12,400 then there are no filing requirements with the IRS?

A. Not exactly.  It depends on the type of income.  

 

If your dependent child is under age 19 (or under 24 if a full time student), he or she must file a tax return for 2020 if he had any of the following:

  1.          Total income (wages, salaries, taxable scholarship etc.) of more than $12,400 (2020).
  2.          Unearned income (interest, dividends, capital gains, unemployment, taxable portion of a 529 distribution) of more than $1100.
  3.          Unearned income over $350 and gross income of more than $1100
  4.          Household employee income (e.g. baby sitting, lawn mowing) over $2100 ($12,400 if under age 18)
  5.          Other self employment income over $432, including money on a form 1099-NEC

Level 2
Apr 10, 2021 5:43:02 AM

1.  Only income is the PERCEIVED income from Scholarships ($10750-7220=$3530)

2.  What defines taxable portion of 529?  Probably my stumbling block requiring child to file since payments were made in December and not processed until January throwing everything out of balance.  1099Q shows $11451 gross distributions and based on the numbers above it is definitely above $1100.  Does this mean I need to file in childs name for both Federal and state (MD)?

3.  No unearned income, see #2

4.  None.

5.  None.

 

I keep running through the TurboTax screens and it is not telling me I need to file in child's name anymore, but that message has only appeared inconsistently and that was before I received the updated 1099Q.  What screen could help me trigger that message?

 

New Questions:

A.  When Turbo Taxes asks about Refunds of Educational expenses (implying dropped class), should I say yes since we got Room & Board Refund?  I keep saying no.

B.  529 could not allocate first refund for Room & Board as a refund because the expense was paid in 2019, and the refund was not received until 2020.  How do I allocate this in my college expenses or do I just label it as a 2020 "investment" and move on?  If I put that in my Room & Board column, then I show I received more refunds than expenses in Room & Board since I paid Spring 2020 in December 2019, and the Spring 2021 payment was not processed until January 2021, although PAID from 529 in December 2020.

 

Level 2
Apr 13, 2021 3:37:02 PM

When Turbo Taxes asks about Refunds of Educational expenses (implying dropped class), should I say yes since we got Room & Board Refund?  I keep saying no.

529 could not allocate first refund for Room & Board as a refund because the expense was paid in 2019, and the refund was not received until 2020.  How do I allocate this in my college expenses or do I just label it as a 2020 "investment" and move on?  If I put that in my Room & Board column, then I show I received more refunds than expenses in Room & Board since I paid Spring 2020 in December 2019, and the Spring 2021 payment was not processed until January 2021, although PAID from 529 in December 2020.

Expert Alumni
Apr 13, 2021 7:33:23 PM

A. A refund on room and board is not a reduction in educational expenses, that does not need to be entered.

B. It sounds like room and board will become a zero, as in no expense paid due to refund. It would not become income.

 

You are working very hard to do this right. The IRS understands the way payments can straddle years. The refunds have never been an issue before nationwide. The IRS may end up in a court case and decide it isn't included. It is not considered income since after tax dollars were used for most people. 

 

This is where your refund may be taxable as a 1099-Q distribution. It would not be double taxed.

Returning Member
May 3, 2021 3:46:33 PM

What is the maximum amount of income can on receive and still get tuition credit?

 

Expert Alumni
May 3, 2021 4:04:30 PM

Education tax credits can help you with higher education costs by reducing the amount of tax you owe. There are two credits available, the American Opportunity Tax Credit and the Lifetime Learning Credit. We check both of them for you.   See the chart below to see the income thresholds for each credit.  

 

 

American Opportunity Tax Credit (AOTC)

You can use this credit for the first four years of college when working towards a degree.

  • Maximum credit is $2,500 per eligible student.
  • Must be enrolled at least half time for at least one semester during the tax year.
  • Up to $1,000 can be refunded to you.

 

Lifetime Learning Credit

There is no limit on the number of years you can use this credit for undergraduate, graduate and professional degree courses, including ones to improve job skills.

  • Maximum credit is $2,000 per tax return.
  • Can be used when you're only taking one class.
  • You don't need to be working towards a degree.
  • None of the credit is refundable.

Related Information:

Returning Member
Feb 8, 2022 11:43:03 AM

I didn’t get a 1098 T for 2021 because I wasn’t enrolled in 2021. But I did pay for tuition books and laptop in 2021 for semester beginning January 2022.

can I claim college expenses I paid in 2021 even when I didn’t get a f 1098?