If the LLC is doing the work, the 1099 should be issued to the LLC’s name and EIN, not your name and Social Security number.
And, to do that, the llc must contract with the Broker/Dealer to perform the services.
I've seen cases where in the Real Estate field, a RE salesman cannot be an llc or corporation, because the state requires that every salesman must be supervised by a Broker. As an llc cannot be supervised, and as a salesman cannot assign income to anyone else (including his own llc), only the salesman can receive the income.
I'm not sure what requirements your state or Broker/Dealer may have for Financial Advisors, but you want to be sure that the llc can work for the Broker/Dealer, not you personally.
