1. A. G. Edwards and Prudential Securities - both acquired in the period 2003 (PruSec) and 2009 (AGEd) by Wachovia. Wachovia acquired by Wells Fargo Advisors in late 2009. Do you have a contact @ Wells Fargo Advisors?
2. You did not supply Fund Ticker or Fund Name - that said, again I suggest that you seek out the fund where the largest number of shares were held - see comment about actual history holding period by funds.
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