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After you file
Several questions:
1. Were the shares of the fund held directly in your father-in-law's name and therefore recorded on the books of the fund and statements were issued directly by the fund,
or were the shares held in "streetname" by the brokerage firm and it would be the brokerage firm, not the fund, that would have issued statements to your father?
2. What is either the ticker or the name of the specific fund?
While mutual fund family companies are required by the SEC to hold history for seven years, many in fact have much older history available on archived digital images or even if older on microfiche.
Just to be clear on this from what you say, your father-in-law is still alive and you are acting for him under a Durable Power of Attorney or comparable authority.
1. Were the shares of the fund held directly in your father-in-law's name and therefore recorded on the books of the fund and statements were issued directly by the fund,
or were the shares held in "streetname" by the brokerage firm and it would be the brokerage firm, not the fund, that would have issued statements to your father?
2. What is either the ticker or the name of the specific fund?
While mutual fund family companies are required by the SEC to hold history for seven years, many in fact have much older history available on archived digital images or even if older on microfiche.
Just to be clear on this from what you say, your father-in-law is still alive and you are acting for him under a Durable Power of Attorney or comparable authority.
If this posted response is useful to you, please click on the upraised hand in the lower left of this post. Thank you. Scruffy Curmudgeon--PFFM/ IAFF, retired FireFighter/Paramedic - Locals 718/30, Veteran USAR O3 AIS/ASA '65-'67
NOT INTUIT EMPLOYEE
USAR 64-67 AIS/ASA MOS 9301 - O3
- Just donating my time
**Say Thanks by clicking the thumb icon in the lower left corner -it means nothing but makes those than answer feel wanted.
NOT INTUIT EMPLOYEE
USAR 64-67 AIS/ASA MOS 9301 - O3
- Just donating my time
**Say Thanks by clicking the thumb icon in the lower left corner -it means nothing but makes those than answer feel wanted.
‎June 3, 2019
10:14 AM