Thanks very much for clarifying about the dividends; no, unfortunately there is no 1099-DIV and Oakmark Funds has managed to never send one for all the years I've had a Roth IRA with them. They list several reasons for this, but it has always made it difficult to know how to report the dividends. Here are some of what they list as reasons for this:
"The Fund you invested in did not pay a distribution during the calendar year. Please see Current Year Distributions below to determine if your Fund paid a distribution."
"The tax status on your account may be listed as "exempt" Certain account types, including corporations, charitable organizations, IRAs, and pension/profit-sharing plans, may be exempt from reporting."
