Thank you for that information. My primary goal is to force the firm to stop feeding BS to me and to others, properly report on my taxable transaction, and fix their accounting for everyone else (I estimate tens of thousands of clients over the years).
There is another form, 3949-A, Information Referral, that might get a faster response. I am attempting to exert maximum pressure...
But, even that may not be necessary since the Securities Division of one state forwarded my complaint to the IRS which has acknowledged it. Of course, this could have the effect of scuttling any form 211 whistleblower complaint as it then would not contain "Original Information."
